As long as the firm approves a particular modality for business purposes and establishes the necessary infrastructure to capture, archive and monitor the approved modality, it will be considered ...

As the real-life impact of the CrowdStrike and Microsoft outage continues to unfold, one thing is clear: building crisis communication strategies is an essential part of leadership. It’s a step that ...

Key Takeaways Archive Intel helps financial advisors comply with SEC and FINRA regulations by monitoring and archiving multi-channel communications.The AI-powered tool reduces false positives, saving ...